The SimplyBiz Group has built its business through the strength of its compliance services. As part of your relationship with other group companies, you are entitled to unlimited compliance support through our team of highly experienced compliance professionals, who you can call, or email, for an answer to your queries.
Depending on the level of support you choose to recieve from us, you may also recieve on-site visits with our field compliance consultants.
To provide added peace of mind, you can access a file checking service to ensure your client files are meeting FCA expectations.
Our online resouce features the Advice Journey, which contains pre-approved client facing documents that sit neatly under the four categories.
Templates for personalisation to disclose the range of products offered and how payment structures work with regard to residential, buy to let and Islamic home purchase plans. Also includes agreements for commercial lending and non-investment insurance.
Know Your Client
Template Fact Finds for Mortgages & Protection, Protection only and Equity Release to enable demonstration of 'know your client' and to carry out robust affordability assessments
Detail regarding research tools available such as MortgageBrain Classic, TriGold and Synaptic.
Template Suitability Reports for repayment mortgages, interest only mortgages, part repayment/part interest only mortgages to confirm and document the reason for recommendation.
Complementing this Advice Journey area is the Business Compliance Hub, which holds all the relevant compliance based documentation to run a compliant mortgage practice, featuring ten areas including Anti-Money Laundering, Reporting, GABRIEL, Recruitment and Training and Competence and much more.